by Ronnie Feldman | Mar 23, 2021 | Blog
I recently read Ricardo Pellafone’s interview with Hui Chen, the U.S. Department of Justice’s Compliance Counsel Expert from 2015-2017, about what the DOJ looks for in a compliance program. What it tells us is that most compliance programs focus on the...
by Ronnie Feldman | Mar 5, 2021 | Podcast
Effective Compliance Program Hallmark: Training and Communication with Ronnie and Ricardo Organizations take measures to articulate their policies and guidelines realistically. Doing this ensures that they can promote their compliance and ethics programs to people...
by Ronnie Feldman | Mar 3, 2021 | Podcast
Some of the highlights include: · Review of BMO’s Actions Matterly character. · Discussion of Risks While Working from Home issue which is a challenging environment for everyone. · Lots of privacy and confidentiality issues. · Lots of...
by Ronnie Feldman | Feb 17, 2021 | Podcast
Some of the highlights include: The Problem People are disconnected – lose connection and trust One of the main influences on behavior is peer pressure/group think. If you lose connection with colleagues, it’s easy to start thinking “everybody’s doing it” kind of...
by Ronnie Feldman | Jan 11, 2021 | Blog
When employees hear the words “ethics” or “compliance”, what do you think their reaction is? When you ask an employee if they have integrity, nearly everyone will say yes. But will they “Speak Up” when they come across bad behavior? Do they know ethics and...
